Need to Know Express

Supervising the Use of Social Networking Websites by Financial Sector Intermediaries

- Jean Martel

Download this publication in PDF document

The use of social media, discussion forums and other websites for business purposes, as a means of communicating with the public, raises increasingly significant compliance issues for regulated entities of the financial sector. Such use may expose registered or certified representatives and, consequently, their firms, to previously unheard of but nonetheless real non compliance and reputational risks.

Back to the publications list